Legal & Compliance Department-L3 Suspicious Activity Reporting (SAR) Associate

The L3 QC Associate is responsible for (but not limited to) SAR review and determination, SAR Filing, SAR related administrative duties, quality control for SAR and DNF (Reasonable) determinations. The L3 QC Analyst (AVP) is also responsible for assisting other tasks, which may include assisting with Currency Transaction Reports (“CTR”), system testing (UAT) and/or various anti-money laundering (AML) initiatives; communication of apparent anomalies and prioritizing investigative work to ensure all deadlines are met. Understand and adheres to both the letter and the spirit of all laws, regulations and regulatory guidance that apply to the role.