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Regulatory Compliance Consultant
Capitex · Abu Dhabi, United Arab Emirates
About The Role
Working Model: On-site, Standard Office Hours
Start Date: Immediate
About the Role
We are seeking an experienced Regulatory Compliance Consultant to join a leading consulting firm in Abu Dhabi on a short-term engagement . The successful candidate will support the delivery of regulatory compliance initiatives, focusing on conduct risk management and the implementation of frameworks aligned with local and international regulations.
This is a hands-on role ideal for professionals with strong compliance knowledge and prior exposure to conduct risk frameworks within financial services or consulting environments.
Key Responsibilities
- Regulatory Compliance Support
- Review, enhance, and implement compliance policies and frameworks to meet UAE regulatory requirements.
- Support the development and delivery of compliance monitoring plans and risk assessments.
- Ensure alignment with evolving Central Bank of the UAE (CBUAE) and other regulatory standards.
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- Conduct Risk Management
- Assess and strengthen conduct risk frameworks within the organization.
- Review processes, controls, and reporting mechanisms to ensure responsible conduct across operations.
- Collaborate with internal stakeholders to drive compliance with conduct-related obligations.
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- Stakeholder Engagement & Advisory
- Provide regulatory advice and guidance to internal teams and client stakeholders.
- Prepare reports and documentation for senior management and regulatory bodies as required.
- Support internal training and awareness sessions on conduct and compliance risks.
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Key Requirements
- Experience:
- 5+ years in regulatory compliance , risk management , or related roles within financial services, consulting, or banking.
- Strong knowledge of conduct risk frameworks , ideally within the UAE or GCC region.
- Prior experience supporting short-term regulatory or compliance transformation projects is preferred.
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- Technical Skills:
- Familiarity with UAE regulatory standards, particularly CBUAE guidelines .
- Experience conducting gap assessments , drafting policies, and implementing effective controls.
- Strong report-writing, analytical, and presentation skills.
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- Soft Skills:
- Excellent stakeholder management and communication abilities.
- Ability to work independently and deliver under tight deadlines.
- Collaborative, detail-oriented, and proactive in approach.
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Engagement Details
- Contract Type: Short-term consulting engagement
- Duration: Approximately 3–4 months
- Location: Abu Dhabi, UAE
- Working Hours: Standard office-based hours
- Start Date: Immediate or as agreed
- Compensation: Competitive, based on experience
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