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Regulatory Compliance Consultant

Capitex · Abu Dhabi, United Arab Emirates

Banking & Financial ServicesSenior LevelQuick applycontract20 days ago

About The Role

Working Model: On-site, Standard Office Hours

Start Date: Immediate

About the Role

We are seeking an experienced Regulatory Compliance Consultant to join a leading consulting firm in Abu Dhabi on a short-term engagement . The successful candidate will support the delivery of regulatory compliance initiatives, focusing on conduct risk management and the implementation of frameworks aligned with local and international regulations.

This is a hands-on role ideal for professionals with strong compliance knowledge and prior exposure to conduct risk frameworks within financial services or consulting environments.

Key Responsibilities

  • Regulatory Compliance Support
  • Review, enhance, and implement compliance policies and frameworks to meet UAE regulatory requirements.
  • Support the development and delivery of compliance monitoring plans and risk assessments.
  • Ensure alignment with evolving Central Bank of the UAE (CBUAE) and other regulatory standards.

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  • Conduct Risk Management
  • Assess and strengthen conduct risk frameworks within the organization.
  • Review processes, controls, and reporting mechanisms to ensure responsible conduct across operations.
  • Collaborate with internal stakeholders to drive compliance with conduct-related obligations.

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  • Stakeholder Engagement & Advisory
  • Provide regulatory advice and guidance to internal teams and client stakeholders.
  • Prepare reports and documentation for senior management and regulatory bodies as required.
  • Support internal training and awareness sessions on conduct and compliance risks.

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Key Requirements

  • Experience:
  • 5+ years in regulatory compliance , risk management , or related roles within financial services, consulting, or banking.
  • Strong knowledge of conduct risk frameworks , ideally within the UAE or GCC region.
  • Prior experience supporting short-term regulatory or compliance transformation projects is preferred.

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  • Technical Skills:
  • Familiarity with UAE regulatory standards, particularly CBUAE guidelines .
  • Experience conducting gap assessments , drafting policies, and implementing effective controls.
  • Strong report-writing, analytical, and presentation skills.

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  • Soft Skills:
  • Excellent stakeholder management and communication abilities.
  • Ability to work independently and deliver under tight deadlines.
  • Collaborative, detail-oriented, and proactive in approach.

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Engagement Details

  • Contract Type: Short-term consulting engagement
  • Duration: Approximately 3–4 months
  • Location: Abu Dhabi, UAE
  • Working Hours: Standard office-based hours
  • Start Date: Immediate or as agreed
  • Compensation: Competitive, based on experience

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