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Investment Compliance Analyst

PSG Global Solutions · Charlotte, NC, United States

Compliance & ContractsImported listingcontract6 days ago

About The Role

Summary:
We are seeking an Investment Compliance Analyst to perform monitoring, surveillance and testing work to comply with 1940 Company Act.

Qualifications:

  • Qualified individuals should have at least one year of experience in Compliance, specifically working with 1940 Act with regard to personal trading and non-public information surveillance and monitoring.
  • Excellent attention to detail.
  • Bachelor’s Degree is strongly preferred but not required.

All your information will be kept confidential.
Hubert Magsalin
346-231-7545

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