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Compliance Director (D&A)
London Stock Exchange · London, United Kingdom
About The Role
Join our team as a Compliance Director for D&A. In this role, you will be a key business partner, providing guidance and advice to senior management while ensuring compliance with regulatory obligations. You will lead a high-performing compliance team, drive a culture of compliance across the business, and build a robust understanding of D&A's portfolio and strategic areas for expansion. Additionally, you will partner with the business on product developments, demonstrate exemplary leadership skills, and continuously improve the compliance framework.
- Assurer la conformité de l'entreprise avec les obligations réglementaires en mettant en place des politiques, des processus et des systèmes appropriés.
- Diriger et inspirer une équipe de conformité performante, en instillant une culture de conformité forte au sein de l'entreprise.
- Collaborer avec les parties prenantes de l'entreprise pour garantir que les développements de produits respectent les normes réglementaires.
- Demonstrated experience issue spotting and assessing information for risk mitigation
- Experience managing a team of compliance professionals
- Experience with regulatory communications, e.g., disputes, complaints, audits, etc
- Experience building trust and influencing across sales, technical and non-technical partners at various levels
- Deep knowledge of ESMA and FCA and related laws applicable to consumer reporting agencies
- Communication and presentation skills needed to articulate developments and to conduct effective training
- 8+ years of compliance experience, which should include experience in various phases of building, implementing and improving a compliance program
- Experience effectively prioritising work and meeting timelines
- A detailed understanding of industry standard methodologies
- Particular expertise in managing regulatory change projects
- Experience with the FCA and ESMA
- Data and analytics experience (preferred)
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