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Compliance Director (D&A)

London Stock Exchange · London, United Kingdom

Imported listingfull-time14 days ago

About The Role

Join our team as a Compliance Director for D&A. In this role, you will be a key business partner, providing guidance and advice to senior management while ensuring compliance with regulatory obligations. You will lead a high-performing compliance team, drive a culture of compliance across the business, and build a robust understanding of D&A's portfolio and strategic areas for expansion. Additionally, you will partner with the business on product developments, demonstrate exemplary leadership skills, and continuously improve the compliance framework.

  • Assurer la conformité de l'entreprise avec les obligations réglementaires en mettant en place des politiques, des processus et des systèmes appropriés.
  • Diriger et inspirer une équipe de conformité performante, en instillant une culture de conformité forte au sein de l'entreprise.
  • Collaborer avec les parties prenantes de l'entreprise pour garantir que les développements de produits respectent les normes réglementaires.
  • Demonstrated experience issue spotting and assessing information for risk mitigation
  • Experience managing a team of compliance professionals
  • Experience with regulatory communications, e.g., disputes, complaints, audits, etc
  • Experience building trust and influencing across sales, technical and non-technical partners at various levels
  • Deep knowledge of ESMA and FCA and related laws applicable to consumer reporting agencies
  • Communication and presentation skills needed to articulate developments and to conduct effective training
  • 8+ years of compliance experience, which should include experience in various phases of building, implementing and improving a compliance program
  • Experience effectively prioritising work and meeting timelines
  • A detailed understanding of industry standard methodologies
  • Particular expertise in managing regulatory change projects
  • Experience with the FCA and ESMA
  • Data and analytics experience (preferred)

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