Regulatory Reporting Analyst

Make your mark improving regulatory reporting controls while building broad partnerships and growing your skills in a fast-paced trading environment.

As a Rates Derivatives Regulatory Reporting Analyst within the Rates Trading team, you manage complex product coverage and shifting priorities to help deliver accurate, timely regulatory reporting.

Job Responsibilities

• Compare reporting exceptions against risk management systems and Commodity Futures Trading Commission reporting requirements.
• Remediate reporting issues within required regulatory rewrite service level agreements.
• Escalate unissued or unexecuted documents promptly and with clear supporting detail.
• Enhance current processes to improve efficiency, reduce manual effort, and support timely reporting.
• Educate middle office partners on incorrect booking practices and their downstream impacts.
• Strengthen working relationships with internal counterparts, including middle office and trading.
• Resolve issues through investigation and follow-through in line with business standards.
• Produce weekly management information and monthly control packs for senior management.
• Interpret management information to identify trends, spikes, and emerging risks.
• Execute testing that supports system enhancements, project implementations, and new business initiatives.
• Recommend control improvements by identifying gaps that affect efficiency, effectiveness, and reporting timelines.

Required qualifications, skills, and capabilities

• Demonstrate strong partnership abilities across internal counterparts.
• Communicate clearly and effectively in a fast-paced trading environment.
• Manage high complexity in product coverage while shifting workload with changing priorities.
• Perform effectively under pressure while maintaining attention to detail and control focus.
• Apply strong numeracy in day-to-day analysis and reporting activities.
• Use excellent keyboard skills and strong computer literacy to work efficiently and accurately.
• Recognize the financial and control risks that can result from operational errors.
• Hold a Bachelor’s degree.

Preferred qualifications, skills, and capabilities

• Bring knowledge of North America regulations relevant to derivatives reporting.
• Apply rates derivatives product knowledge to support accurate exception analysis and remediation.
• Show regulatory experience relevant to derivatives reporting and controls.
• Developing experience using AI-powered analytics, workflow automation, or intelligent process tools to drive efficiency gains, reduce manual effort, or improve accuracy in operational processes.