Analyst/ Associate, Wealth Management Fund Operations

About The Role

Process trade order placement and settlement of Mutual Funds, Hedge Fund, Private asset fund and Corporate Action events
Process on-boarding requests for Funds and support on any new fund launch or on-boarding requests received from Product Team.
Servicing of Reverse enquiry request from client on fund subscription / transfer in not in bank’s approved list
Ensure full compliance to all policies and regulations including SFA’s T+X+1. Complete adherence to SLAs with Wealth Business and other internal and external customers
Ensure daily exception reports/nostro/custodian and inter system reconciliation breaks are being promptly follow up and resolved
Regular update of Standard Operating Procedures to align with process / system changes.
Reviews and assesses processes and introduce system improvements for efficiency and controls. Participates in system’s UAT as and when assigned.
To engage Business to improve operation processing flow supported by Operation’s team initiatives to ensure Operations process is being assessed before implementation
On-time escalation of issues and risks to the Team leader or to the Department Head.
Performs other duties that may be assigned from time to time.

Minimum 3 years of experience in a Private banking / Wealth management environment in operation function.
Strong knowledge in Investment products namely Mutual funds, Hedge funds and Private Equity funds
Functional knowledge/experience in back office support is required
Adequate knowledge in market regulations and application of bank’s risk policy