About The Role

About Polymer

A market-neutral, multi-manager platform with a strong Asia focus, Polymer Capital combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region’s best investment talent. Polymer has licensed entities in Hong Kong, Japan, Singapore and United States.

Job Description

Handle license applications, regulatory filings and reports
Assist with the development, implementation and administration of the Group compliance framework and policies
Conduct monitoring and surveillance of trading activities to detect and prevent market abuse, insider trading and other violations
Investigate and resolve alerts generated by trade surveillance systems, and escalate any potential issues to the appropriate stakeholders
Work on regional projects including system UAT, new investment models discussion, or system development
Conduct or assist with ad-hoc inspections and regulatory requests
University graduate with major in Business, Finance or Law;
At least 2 years of experience in compliance, preferably in brokerage or asset management firms
Excellent analytical and problem-solving skills
Strong interpersonal and communication skills
High attention to details
Ability to handle multiple tasks simultaneously and work under tight deadlines
Proactive in identifying risks and proposing solutions. Strong computer skills including MS Office Suite Excel, Bloomberg
Proficient in Python, or VBA is a plus
Fluent in English and Japanese
20 Days of Paid annual leave
Life / Medical group insurance
Gym Subsidy