← Back to job listings
OM
Senior Compliance Manager
Octopus Money · London, England, United Kingdom
About The Role
Join Octopus Money, a mission-driven financial services company, as a Senior Compliance Manager. In this role, you will provide high-quality regulatory oversight and compliance support across various areas of the business. You will work closely with senior stakeholders, ensuring regulatory compliance and driving a culture of integrity. This is a hybrid position based in London, with three days a week on-site.
- Regulatory Strategy & Change: Interpreting FCA rules and guidance, translating into meaningful business processes and leading horizon scanning for emerging regulatory trends.
- Oversight & Monitoring: Own and continually improve the compliance monitoring framework, using AI to monitor financial promotions, platform operations, complaints, vulnerability and advice suitability.
- Investment Governance: Providing technical guidance on MiFID activities (Best Execution, product governance and fees) and supporting the ICARA process.
Similar roles you might like
See all →R
ECM Specialist Lawyer
rothschildandco
Salary not disclosedPosted today
C
Senior Privacy Counsel
Carwow
Salary not disclosedPosted today
M-
Director, Compliance Oversight – Testing, Monitoring and Issues Management, EMEA
MUFG - United Kingdom (BTMU)
Salary not disclosedPosted today
EC
Consultant Property Solicitor
Eden Conveyancing
Salary not disclosedPosted today
9B
Regulatory Reporting Operations Analyst
99-7777827 Bank of America N.A.
Salary not disclosedPosted today
9B
Senior Regulatory Reporting Controller
99-7777827 Bank of America N.A.
Salary not disclosedPosted today
LH
Principal Legal Counsel - Disputes and Contentious Risk
LE0002 Hargreaves Lansdown Asset Management Ltd
Salary not disclosedPosted today
I
Governance, Risk and Compliance Manager
Iagime
Salary not disclosedPosted today
This is an external listing. JobSpring does not represent or verify the employer. Report this listing