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Conseiller, Contrôle des risques d’affaires

Canadian Imperial Bank of Commerce (Canada) · Toronto, ON, Canada

Imported listingfull-time6 days ago

About The Role

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.
At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.
To learn more about CIBC, please visit CIBC.com
Senior Analyst, Business Controls
What you'll be doing
Reporting to the Senior Manager, Business Controls requires an Analyst who will be responsible for performing compliance monitoring reviews within times lines and standards governed by Business Controls methodologies to support CIBC Asset Management (CAMI); as well as delivering continuous, insightful and actionable analytics of review activities to support the compliance monitoring activities. You will also be responsible for oversight on new initiatives undertaken by the team.

  • Compliance – tier one investment compliance monitoring, controls testing, risk assessment and due diligences of all mutual funds and other portfolios managed by CAMI including sub-advised funds, in accordance with regulatory requirements, Business Controls’ compliance monitoring methodology, risk rating and the annual monitoring plan.
  • Investigations – to assess whether adequate key controls are in place and operating effectively. Expected to perform, complete and document on a timely basis the results of reviews and tests that will be used to assist the Business Controls team on an ongoing basis; assess significant changes at an early stage, identify any new or emerging trends and/or risks, and discuss / propose recommendations to enhance operational processes controls; seek resolution and implementation of an action plan to address the highlighted observations.
  • Understanding of Asset Management Investment Compliance – will facilitate the monitoring to ensure adherence with legal and regulatory requirements, corporate policies and guidelines mutually agreed by the business and portfolio managers.
  • Reporting – within tight deadlines accurately produce reports to a standard required for regulatory reporting and filings.
  • Share your knowledge and assist team members with their reviews and help to implement changes as required to strengthen the processes. Ensure that the working files are documented clearly for other internal and external compliance teams to understand and rely upon consultation.

What CIBC Offers
At CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck.
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We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.
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Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.
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We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.
*Subject to plan and program terms and conditions
What you need to know
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CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact [email hidden]
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CIBC is committed to clarity in our hiring process. All roles posted are opportunities we’re actively recruiting for, unless stated otherwise.
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You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.
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We may ask you to complete an attribute-based assessment and other skills test (such as simulation, coding, French proficiency).
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We use artificial intelligence tools during the recruitment process. Our goal for the application process is to get to know more about you, all that you have to offer, and give you the opportunity to learn more about us.

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