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Compliance Specialist

Collabera · New York, NY, United States

Corporate LawImported listingfull-timeabout 15 hours ago

About The Role

  • Project duration - 6 months
  • Pay Rate: 43.69 per hour

Required Skills

  • Understanding of the OTC derivatives market and regulations
  • 3-7 years of compliance or regulatory experience, preferably with a federal regulator or self-regulatory organization, or in a trading environment, risk management function, or law firm
  • Bachelor’s degree; JD a plus
  • Project management skills desirable
  • Working understanding of Title VII of the Dodd-Frank Act as pertains to the obligations of Swap Dealers
  • Understanding of OTC clearing and trading on swap execution facilities
  • Excellent oral and written communication skills
  • Ability to project confidence and professionalism in all dealings with internal and external stakeholders
  • Ability to make, support and defend difficult and complex regulatory/compliance decisions in a fast-paced trading floor environment
  • Securities and/or futures licenses, a plus

To know more on this position or to schedule an interview, please contact;

Jaimin Shah

973-606-3275

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