Operations Team Member-Capital Market Operation-Custodial Operations

The job profile/description would be as follows

1. The Applicant would be a part of the Client On boarding team at the Custody/DDP desk of the Bank.

• Preparation of documentation for Foreign Portfolio Investors (FPI) clients & Foreign Direct Investor clients (FDI).
• Processing of Onboarding documents of FPIs & FDI.
• Explaining & Educating prospective FPI clients about various regulatory requirements
• Processing of modification requests of existing FPI & FDI accounts
• Reviewing client structures and activities to ensure regulatory compliance from all aspects
• Direct Interaction with clients and business teams for query resolution on documentation
• Interaction with internal operations team to ensure timely account opening
• Handling audit & regulatory queries end to end

Job Requirements, Skills/Knowledge Prerequisites Would be as follows

• Knowledge of SEBI / RBI KYC guidelines, SEBI (FPI) Regulations & Operational Guidelines and Custody Business
• Proficiency in documentation review
• Good Communication & Presentation Skills
• Good relationship with regulatory officials from SEBI / NSDL handling the FPI / custody related activities