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Futures and Securities Settlement Senior Officer

Fuku · Hong Kong

Senior LevelQuick applyFull-time3 days ago

About The Role

Futures and Securities Settlement Senior Officer - Operations and Settlement Department

About our client

  • A well-known Chinese Securities firm

Location

  • Hong Kong

Responsibilities

  • Process and confirm futures contracts accurately and in a timely manner.
  • Reconcile trade discrepancies and resolve settlement issues.
  • Maintain accurate records of all transactions with Exchanges and Brokers.
  • Responsible for activities including securities settlement, corporate actions, client fund transfers, IPOs, placements, stock repos, and SBL (Securities Borrowing and Lending).
  • Handle corporate actions for HK equities, US equities, JP equities, and SG equities.
  • Collaborate with trading, compliance, and risk management teams to ensure regulatory adherence.
  • Generate and analyze reports on settlement activities.
  • Assist in the development and implementation of settlement procedures and controls.
  • Respond to inquiries from clients and internal teams regarding futures settlements.
  • Ensure segregation of client money.
  • Participate in settlement system implementation.
  • Participate in User Acceptance Testing (UAT).

Pre-requisites

  • College degree or above in Business Administration or related disciplines.
  • Strong understanding of futures and securities markets and settlement processes.
  • Strong leadership and organizational skills.
  • Proficiency in relevant software/tools (e.g., Excel, settlement platforms).
  • Excellent analytical and problem-solving skills.
  • Strong attention to detail and ability to manage multiple tasks.
  • Effective communication skills, both written and verbal.
  • Willingness to work shift duty/holiday shifts and overtime when required.
  • Candidates with more experience will be considered for the Manager position.
  • Minimum 3 years of experience in Operations or Settlement, including type 1 stocks settlement and type 2 global futures settlement experience.
  • Fluency in written English and Chinese, and spoken English, Cantonese, and Putonghua.
  • System requirements: Esunny, CCMS, DCASS, Bloomberg, Hundsun, CCASS.

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