Legal Counsel, FICC & Derivatives

• Top Chinese securities firm

Location

• Hong Kong

Responsibilities

• Provide real-time legal and compliance analysis of bond and derivative transactions to ensure adherence to Hong Kong regulations (SFC, HKMA), cross-border risks, and internal policies.
• Lead the drafting, negotiation, and legal risk assessment of trading agreements (ISDA, GMRA, GMSLA), repurchase agreements, and structured products.
• Monitor regulatory developments (e.g., SFC circulars, HKMA guidelines) impacting FICC markets and advise on implementation.
• Liaise with regulators for filings, audits, and inquiries related to trading activities. Prepare and submit regulatory reports (e.g., Large Open Position Reports for derivatives).
• Design and deliver compliance training for trading teams on conduct risk, best execution, and market abuse regulations.

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