Manager, Dealing,

Primary Responsibilities

• Execute trades (equities, fixed income, FX, ETFs) accurately based on PM instructions and within approved limits.
• Manage ETF execution, including secondary market trading and supporting primary market creation/redemption processes.
• Monitor market prices, liquidity, and order flow to support best execution and minimize market impact.
• Coordinate with regional offices, PMs, brokers, custodians, and operations to ensure seamless trade lifecycle and allocation.
• Ensure compliance with fund mandates, FSC regulations, and internal pre/post-trade controls.
• Maintain accurate trade booking, monitor positions/cash, and support settlement via TDCC/CMU including issue resolution.

Qualifications

• Bachelor’s degree in Finance, Economics, Business Administration, or a related discipline.
• 3 years of experience in asset management, dealing room, trading support, or fund operations.
• Must hold at least one valid Taiwan certification: 投信投顧業務員(Securities Investment Trust and Consulting Professional), 證券商高級業務員(Senior Securities Specialist), or 證券投資分析師(Securities Investment Analyst).
• Basic understanding of buy-side investment processes, including fund structures, portfolio management workflows, and Taiwan market practices (TWSE/TPEx).
• Exposure to ETFs, index funds, or passive investment strategies is preferred.
• Familiarity with fund compliance requirements, investment restrictions, and regulatory expectations under FSC supervision.
• Knowledge of best execution, trade allocation, and conflict-of-interest principles in a buy-side environment.
• Strong analytical skills, attention to detail, and ability to work accurately under pressure in a fast-paced dealing room.
• Good communication and coordination skills to work effectively with regional offices, PMs, brokers, custodians, and operations teams.
• Proficiency in Bloomberg or similar market data systems, and Microsoft Excel/reporting tools.
• Experience in a Taiwan-regulated financial institution (Asset Management, bank, or securities firm) is preferred.
• Willingness to work in a high-paced dealing room aligned with Taiwan market hours, with flexibility to support global markets when needed.