Manager - Compliance & Audit - CAD - Developer Finance - Credit - Mumbai - Lodha (I-Think Techno Campus) - JM

Job Purpose

• Compliance & Audit - CAD is responsible for ensuring regulatory compliance, audit readiness, risk mitigation, and adherence to internal control frameworks across Developer Finance operations.

Responsibilities

Core Responsibilities

Compliance Management

• Ensure compliance with applicable statutory, regulatory, corporate, and internal policy requirements.
• Monitor adherence to company SOPs, approval matrices, and financial governance frameworks.
• Review developer finance transactions, disbursements, and documentation for compliance completeness.
• Identify compliance gaps and drive corrective and preventive actions.
• Maintain compliance trackers, audit observations, and closure reports.

Audit & Control Assurance

• Plan and execute periodic audits of developer finance processes and controls.
• Coordinate with Internal Audit, External Audit, Risk Management, and Compliance teams.
• Conduct risk-based reviews and process audits to identify control weaknesses.
• Track audit findings and ensure timely implementation of remediation plans.
• Prepare audit reports and present findings to management.

Risk Management

• Assess operational, financial, and compliance risks within developer finance processes.
• Develop and implement risk mitigation strategies.
• Ensure adequate controls are established for new processes, products, and regulatory requirements.
• Monitor key risk indicators and report exceptions.

Documentation & Governance

• Review and validate legal, financial, and operational documentation related to developer financing.
• Maintain records required for audits, inspections, and regulatory reviews.

Job Qualifications

Graduate : Yes

Masters/Postgraduate: Yes