Manager, Compliance & Risk Advisory

Your Role Provide proactive compliance advisory support to business stakeholders on regulatory requirements under the Insurance Authority (IA), including GL-3 (Guideline on AML/CFT) and other relevant Hong Kong regulations. Serve as the primary liaison with the Insurance Authority (IA) on all regulatory compliance matters. Monitor, review, and interpret regulatory updates, guidelines, and circulars issued by the IA and other relevant authorities. Partner with control functions (e.g., Legal, Risk, Compliance) to ensure the insurance agency business adheres to all applicable regulatory requirements. Ensure ongoing compliance for existing insurance products and support new business initiatives in line with regulatory expectations. Support the development, implementation, and enhancement of enterprise and operational risk management frameworks. Identify, assess, and monitor key risks, including: Regulatory risk, Operational risk, Conduct risk, Technology risk Provide compliance advice on new product launches, business initiatives, and digital healthcare services. Assist with regulatory inspections, inquiries, submissions, and reporting obligations. Conduct compliance risk assessments, control reviews, and ongoing monitoring activities. Support incident management processes, including investigations and remediation tracking. Design and deliver compliance training and awareness programs for business teams. Provide advisory and training support on Hong Kong regulations, including Trade Descriptions Ordinance (TDO), Personal Data (Privacy) Ordinance (PDPO), Prevention of Bribery Ordinance Collaborate with key internal stakeholders, including Legal, Audit, Operations, and Technology teams. Participate in and/or lead risk and compliance projects, regulatory change initiatives, and process improvement activities. To Succeed in this Role Minimum 5 years of relevant experience in: Enterprise Risk Management (ERM) Operational Risk Management Compliance Advisory within insurance (IA-regulated) or banking (HKMA-regulated) institutions. Strong understanding of Hong Kong regulatory frameworks, particularly Insurance Authority requirements. Knowledge of digital health or telemedicine regulations is an advantage. Excellent stakeholder management, communication, and advisory skills with the ability to influence business decisions. Experience engaging with regulators or working within a regulatory body is highly desirable.