Trader

This role is ideal for someone who enjoys the fast-paced financial markets environment and wants to work directly with trading, investment products, and financial advisors.

The Trader supports the execution of mutual fund, equity, option, and fixed-income trades for both managed and retail brokerage accounts. The individual works closely with financial advisors, assists with account rebalancing and portfolio management activities, and serves as a subject matter expert on investment products and trading processes.

Key Responsibilities

• Execute trades accurately across various account types.
• Support managed accounts and portfolio rebalancing activities.
• Assist advisors with investment product and trading inquiries.
• Monitor trading reports, margin activities, and account management tasks.
• Improve trading processes and participate in special projects.
• Provide exceptional service to advisors and internal stakeholders.

What Makes Someone Successful?

• Strong understanding of financial markets and investment products.
• Experience in trading, portfolio administration, or wealth management operations.
• Active Series 7 & Series 63 licenses (or ability to obtain them within 90 days).
• Excellent analytical skills and attention to detail.
• Ability to explain complex investment concepts to advisors and clients.
• Strong customer service mindset and problem-solving abilities.