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Compliance Analyst - Advertising Review

Oraclecloud · Remote, Texas, United States

Compliance & ContractsRemoteExternal listingfull-time6 days ago

About The Role

Cetera Financial Group is currently seeking a Compliance Analyst for Ad Review. This is a unique opportunity to join our team to ensure that all retail communication complies with state and federal laws, rules and regulations, and internal standards. This also includes Federal and State Insurance Regulations as well as FINRA and SEC Rules. This position will work in the areas of insurance and securities. This is a fully Remote role.

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