Compliance Expert

Mission

The focus of this role will

focus the company’s compliance program in the fields of advisory and monitoring.

You will report directly to the Compliance Director and will work closely with a wide range of teams within our organization. You will p

erform all duties in accordance with the principles outlined in the Code of Conduct, as well as the policies and procedures relevant to your responsibilities, to ensure that you adhere to a culture that treats clients fairly and focuses on the long-term sustainability of client Relationships.

This is a great opportunity for someone who is interested in applying their skills, knowledge and experience in a well-respected firm and learning new skills whilst growing with the company. This is an

all-round Compliance role that offers the possibility to take ownership in some areas, to expand and grow and to positively influence the firm's reputation.

Responsibilities

This is what we expect of you

You will

proactively identify, assess, and review key emerging compliance risks across the business.

You will

engage effectively with business unit contacts and management to advise them on requirements.

You will

assist the first line with updating and implementing policies and procedures.

You will

develop, review, and execute the Compliance Risk Assessment and the annual Compliance Monitoring Plan.

You need to

ensure appropriate controls are developed to monitor identified risks and assist in the automation of first- and second-line monitoring to enable data-driven reporting.

You will

define, operate, and improve compliance-related workflows and

processes while increasing compliance awareness through staff training.

You are

responsible for providing regular reporting to legal entity Boards of Directors and relevant executive committees, as well as preparing annual regulatory reports for validation by the relevant stakeholders.

You must

maintain accurate and complete records at all times.

We would be happy to see

We are looking for candidates who have

• You possess a
• solid legal background with a
• thorough
• understanding of
• financial services.

You

• bring relevant experience from an advisory or monitoring role, such as external audit, internal audit, or compliance.
• You have a
• strong working knowledge of EU and Belgian rules
• and regulations regarding compliance in the financial market, with experience in other jurisdictions considered a plus.
• You demonstrate a proven
• knowledge of surveillance and monitoring techniques.
• You hold a
• relevant compliance/legal Bachelors or Masters degree .
• You are
• fluent
• in English , both oral and written, as well as in either

Dutch or

French .

You

• display an honorable attitude paired with a strong sense of responsibility.
• You possess
• excellent interpersonal skills and sound business judgment.

You

• demonstrate creativity and the ability to work effectively under pressure.
• You can
• work independently just as easily as you collaborate within a team environment.
• You have a
• sharp ability to assess and analyze information , backed by strong factual report-writing skills.

You

• show great attention to detail and maintain a sharp focus on your objectives.
• You bring a
• flexible mindset to the role, along with a willingness to travel.