Assistant Manager – Surveillance-Paytm Money

• About Us: Paytm Money Limited is a SEBI registered Stockbroker and Depository Participant that offers
• services related to Equity, Derivatives trading, Research Analyst & Distribution of financial products. It is a
• fully owned subsidiary of One 97 Communications Limited, a listed entity in NSE and BSE. Paytm is
• India’s largest digital payment app which makes it secure and seamless to pay using UPI, make bill
• payments, recharge mobiles, DTH, data card & Metro Card etc anywhere in India.

Key Responsibilities

• ● Monitoring Surveillance activities – trade as well as Name Screening.
• ● Assist in Compliance regulatory change implementation through a sophisticated Compliance
• Tool.
• ● Conduct regular compliance audits and assessments to identify potential risks and areas for
• improvement within surveillance function.
• ● Prepare and submit regulatory filings, reports, and documentation as required by SEBI.
• ● Collaborate with internal teams to gather necessary information for compliance reviews and
• audits.
• ● Maintain accurate records of compliance activities and findings.
• ● Support the senior compliance team in conducting investigations into compliance breaches and
• implementing corrective actions.

Qualifications

• ● Bachelor’s degree in Commerce, Finance, Business Administration, Law, or a related field with
• minimum 4-5 years of experience
• ● Familiarity with SEBI regulations and compliance requirements.
• ● Strong analytical skills and attention to detail.
• ● Excellent written and verbal communication skills.
• ● Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint).

Preferred Skills

• ● Previous experience in compliance and /or Surveillance Function.
• ● Knowledge of financial markets and investment products.

Reporting

The incumbent will be reporting to SM - Compliance