Compliance Manager MiFID / EMI

Role Overview

As part of the continued expansion of the regulatory compliance function, Ballinger is seeking an experienced Compliance Manager . The successful candidate will support the effective implementation and execution of the Compliance Monitoring Programme (CMP), ensuring adherence to applicable regulatory requirements, internal policies, and supervisory expectations.

Key Responsibilities

• Support the implementation, maintenance, and ongoing enhancement of the CMP, covering MiFID II, IFR/IFD, PSD2, EMI Regulations, and applicable MFSA rules.
• Conduct compliance risk assessments and contribute to the Company's broader compliance management framework.
• Oversee and coordinate regulatory reporting obligations.
• Draft, review, and maintain compliance policies, procedures, and related documents.
• Assist in the identification, assessment, and remediation of compliance breaches.
• Provide compliance reporting, risk updates, and regulatory assessments to the Head of Compliance and senior management.
• Monitor regulatory developments and assess their impact on the Companies’ activities.
• Perform additional duties as may be required for the role.

Reporting Line

Reports directly to the Head of Compliance.

Requirements

Key Requirements

• Minimum 5 years’ experience in a compliance role within financial services.
• Strong working knowledge of MiFID II and/or PSD2 / EMI / PSP frameworks.
• Experience engaging with senior management and stakeholders.
• Strong judgement, independence, and attention to detail.
• Degree-level education; professional qualifications in compliance or risk management.

Key Competencies

• Proven experience within regulated financial services environments.
• Strong understanding of compliance frameworks, risk assessment methodologies, and regulatory obligations.
• Excellent analytical, problem-solving, and organisational skills.
• Ability to manage multiple priorities and projects.
• Effective stakeholder communication skills.

Career Opportunity

This role is suited to a compliance professional looking for career progression within a growing regulatory environment, offering exposure to both investment services and payment services regulatory frameworks.

Benefits

Competitive Salary

Annual Bonus

Private Medical